IMPORTANT INFORMATION

THIS SITE IS INTENDED FOR MUNICIPAL ENTITIES AND COMMERCIAL BANKS ONLY; not intended for distribution to retail investors.

Alpha Ledger Technologies, Inc. (“Alpha Ledger”) operates a password protected electronic platform which introduces municipal entities to commercial banks for the purpose of entering into loan transactions (the “Marketplace”). Transactions on the Marketplace are limited to municipal loans that would not be categorized as securities under the U.S. Securities Exchange Act of 1933, as amended. Users of the Marketplace are required to represent that any loan posted on the Marketplace is not a securities transaction.

Alpha Ledger is not registered as a broker or dealer with the U.S. Securities and Exchange Commission (SEC) nor is it a member of a self-regulatory organization such as the Financial Industry Regulatory Authority, Inc. (FINRA), Municipal Securities Rulemaking Board (MSRB) or of the Securities Investor Protection Corporation (SIPC). Alpha Ledger does not engage in securities related business or any activities that would require it to register as a broker or dealer in the jurisdiction in which such services are performed.

Securities products and services, including Municipal Bonds and Corporate Bonds, are offered in the United States by Iris Trading, Inc. (“Iris Trading”), a wholly-owned subsidiary of Alpha Ledger.  Iris Trading is a member of FINRA, MSRB, and SIPC. You can find more information about Iris Trading at FINRA BrokerCheck.