IMPORTANT INFORMATION

THIS SITE IS INTENDED FOR INSTITUTIONAL INVESTORS ONLY; not intended for distribution to retail investors. By accessing this website, you confirm that you are an institutional investor.

Alpha Ledger (“AL”) is a marketing name for businesses of Alpha Ledger Technologies, Inc. and its subsidiaries and affiliates worldwide. Securities products and services are offered in the United States by Iris Trading, Inc. (“Iris Trading”), a wholly-owned subsidiary of Alpha Ledger Technologies, Inc.

AL is not registered as a broker or dealer with the U.S. Securities and Exchange Commission (SEC) nor is it a member of a self-regulatory organization such as the Financial Industry Regulatory Authority, Inc. (FINRA), Municipal Securities Rulemaking Board (MSRB) or of the Securities Investor Protection Corporation (SIPC). AL does not engage in securities related business or any activities that will require it to register as a broker or dealer in the jurisdiction in which such services are performed.

Municipal Bonds and Corporate Bonds are offered to self-directed customers by Iris Trading. Iris Trading is a member of the Financial Industry Regulatory Authority (FINRA), Municipal Securities Rulemaking Board (MSRB) and the Securities Investor Protection Corporation (SIPC).

“Marketplace” refers to a technology bulletin board which requires a login. All securities offered by the seller are represented by Iris Trading. The involved parties certify they are qualified investors.

Iris Trading will use a third-party clearing firm who provides clearing and settlement services to its clients and is not an affiliate of Iris Trading.