Evelyn Wilder

GRAND CAYMAN, Cayman Islands, March 12, 2026 (GLOBE NEWSWIRE) — Oxbridge Re Holdings Limited (NASDAQ: OXBR), (the “Company”), a leader in digitizing reinsurance securities as tokenized real-world assets (RWAs), together with its subsidiary SurancePlus, today announced expanded distribution of the SurancePlus tokenized reinsurance offerings through an integration with LayerZero. LayerZero operates the market-leading interoperability protocol enabling seamless cross-chain value transfer and communication across more than 160 blockchain networks.

The SurancePlus’ offerings are listed on the Alphaledger platform, a Solana-backed company, providing tokenized securities infrastructure. Through the integration of LayerZero with the Alphaledger platform, the SurancePlus’ offerings will significantly expand its global accessibility.

By connecting to LayerZero’s ecosystem of more than 160 blockchain networks, a broader set of investors can access SurancePlus’ reinsurance-backed tokens through the Alphaledger platform.

This integration enables broader global distribution across both institutional and digitally-native ecosystems. By reducing fragmentation between blockchain networks, the integration allows the SurancePlus’ offerings to reach participants across multiple ecosystems through a unified interoperability framework.

This expanded distribution capability positions SurancePlus to reach a significantly broader global participant base while supporting Oxbridge’s strategy of increasing the accessibility and scalability of tokenized reinsurance offerings.

Investment Offering Overview

SurancePlus offers two tokenized reinsurance investment strategies targeting annual returns of approximately 20% and 42%, with respective hurdle rates of 8% and 16%.

The offerings are intended to provide monthly distributions to investors; see the Investment Offering information for additional details.

The subscription window for the current SurancePlus’ offerings are currently open and expected to close March 31.

The Company previously announced, most recently reaffirmed on February 10, 2026, that investors in prior offerings are currently tracking returns of approximately 25% and 42%, respectively, based on underwriting performance to date.

These returns are generated through participation in fully collateralized property catastrophe reinsurance contracts underwritten by SurancePlus. By digitizing interests in these contracts as tokenized real-world assets, SurancePlus enables investors to access a reinsurance strategy historically limited to institutional and ultra-high-net-worth participants.

Investors can learn more about the SurancePlus offerings at: https://www.suranceplus.com/invest/

Leadership Commentary

Jay Madhu, Chairman and CEO of Oxbridge and SurancePlus, commented: “We are pleased to announce this partnership with LayerZero. LayerZero’s interoperability infrastructure allows us to distribute the SurancePlus’ tokenized reinsurance insurance offerings across more than 160 blockchain networks, enabling participants to access these offerings globally without needing to adopt a new platform and significantly broadening access to an asset class that is uncorrelated to traditional capital markets.”

Cameron Nili, Banking & Capital Markets Lead of LayerZero, commented: “We are excited to partner with Alphaledger to expand access to the SurancePlus tokenized reinsurance offering by leveraging LayerZero’s robust ecosystem.”

Manish Dutta, Cofounder/CEO of Alphaledger, commented: “We are proud to integrate LayerZero’s interoperability infrastructure with the Alphaledger platform as we expand the distribution of our platform’s offerings. By connecting Alphaledger to LayerZero’s ecosystem of blockchain networks, we can bring our offerings, such as the SurancePlus reinsurance offering, to a broader global audience.”

About Oxbridge Re Holdings Limited

Oxbridge Re Holdings Limited (NASDAQ: OXBR, OXBRW) (“Oxbridge”) is headquartered in the Cayman Islands. The company offers tokenized Real-World Assets (“RWAs”) as tokenized reinsurance securities and reinsurance business solutions to property and casualty insurers, through its subsidiaries SurancePlus Inc, Oxbridge Re NS, and Oxbridge Reinsurance Limited.

Insurance businesses in the Gulf Coast region of the United States purchase property and casualty reinsurance through our licensed reinsurers Oxbridge Reinsurance Limited and Oxbridge Re NS.

Our Web3-focused subsidiary, SurancePlus Inc., has developed the first “on-chain” reinsurance RWA of its kind to be sponsored by a subsidiary of a publicly traded company. By digitizing interests in reinsurance contracts as on-chain RWAs, SurancePlus has democratized the availability of reinsurance as an alternative investment to both U.S. and non-U.S. investors — all achieved without the use of leverage.

Company Contact:
Oxbridge Re Holdings Limited
Jay Madhu, CEO
+1 345-749-7570
JMadhu@OxbridgeRe.com

About LayerZero

LayerZero is where finance and the internet converge. It makes any token and application compatible with every type of blockchain. From protocols to institutions, organizations use LayerZero to build, issue, and scale digital assets and products. It connects 160+ blockchains, processes millions of messages a year and billions in value transfer.

About Alphaledger

Alphaledger is a leading provider of blockchain infrastructure for regulated assets, focused on origination, trading, settlement, and the development of autonomous clearing. The company’s securities tokenization platform “Vulcan Forge” streamlines the entire lifecycle of financial assets by utilizing blockchain technology to deliver efficiency and real-time synchronization across market participants. Founded in 2019, Alphaledger pioneered the on-chain recording of regulated financial instruments and continues to advance the modernization of capital markets. For more information, please go to www.Alphaledger.com

Affiliates of Alpha Ledger Technologies include an SEC registered transfer agent, Alpha Ledger TA, LLC (“ALTA”), Alphaledger Markets, Inc., (“ALM”), a broker dealer, registered with SEC, FINRA, the MSRB and SIPC, and an investment manager, Alphaledger Investment Management, LLC (“ALIM”). Check the background of ALM and ALIM on FINRA’s BrokerCheck.

Alphaledger Media
media@Alphaledger.com

Forward-Looking Statements

This press release may contain forward-looking statements made pursuant to the Private Securities Litigation Reform Act of 1995. Words such as “anticipate,” “estimate,” “expect,” “intend,” “plan,” “project” and other similar words and expressions are intended to signify forward-looking statements. Forward-looking statements are not guarantees of future results and conditions but rather are subject to various risks and uncertainties. A detailed discussion of risks and uncertainties that could cause actual results and events to differ materially from such forward-looking statements is included in the section entitled “Risk Factors” contained in our Form 10-K filed with the Securities and Exchange Commission (“SEC”) on 26th March 2025 and in our other filings with the SEC. The occurrence of any of these risks and uncertainties could have a material adverse effect on the Company’s business, financial condition and results of operations. Any forward-looking statements made in this press release speak only as of the date of this press release and, except as required by law, the Company undertakes no obligation to update any forward-looking statement contained in this press release, even if the Company’s expectations or any related events, conditions or circumstances change.

Milestone in the modernization of a historically manual market reflects an expanded digital infrastructure for fixed income

NEW YORK – December 15, 2025 – Tradeweb Markets Inc. (Nasdaq: TW), a leading, global operator of electronic marketplaces for rates, credit, equities and money markets, today announced that it completed the industry’s first fully electronic auction for brokered certificates of deposit (CDs). The inaugural transaction took place on Tradeweb’s retail platform between Gateway First Bank and InspereX, and was executed on-chain, powered by Alphaledger’s blockchain technology.

The auction represents a key step toward modernizing a market that has long relied on manual processes and weekly pricing set by a limited group of dealers. Although outstanding brokered CD volume is significant, only about 25% of U.S. banks currently issue brokered CDs, highlighting the opportunity to expand participation, improve transparency and increase efficiency across the ecosystem.

John Cahalane, Head of Tradeweb Retail, commented: “This inaugural transaction marks an important step toward building more modernized, electronic, on-chain markets. By digitizing the brokered CD auction process, we are expanding access and transparency to improve execution for issuers, distributors and investors. The future of finance is increasingly moving on-chain, and this innovation opens new pathways for market participants to engage with these products.”

Brokered CD issuance year-to-date through October 2025 amounts to approximately $566 billion, while total outstanding is estimated at about $820 billion. Brokered CDs offered to individual retail investors are FDIC-insured up to $250,000, with potential for broader FDIC coverage as more banks enter the marketplace. For corporate treasurers, this electronic auction introduces added flexibility for yield optimization and diversification through a streamlined digital process.

Manish Dutta, Co-founder and CEO at Alphaledger, said: “By recording each auction event as an instantaneous, immutable and cryptographically verified entry, our digital infrastructure removes the need for manual reconciliation and reduces reliance on third-party verification. This digital workflow enhances efficiency, strengthens price discovery and creates a more robust, auditable trail for the entire issuance process. We’re proud to support this important step toward a more modern and transparent fixed income market.”

Jonathan Wallace, Chief Financial Officer at Gateway First Bank, said: “We’re pleased to participate in the first on-chain auction for brokered CDs. This initiative reflects our commitment to bringing new efficiencies to this market. We see blockchain technology as a tool that can foster a more connected and transparent ecosystem, ultimately benefiting both issuers and investors.”

John Tolar, Head of Fixed Income and Institutional Sales at InspereX, said: “We have long focused on using technology to open markets and expand investor choice. This collaboration brings the advantages of blockchain technology to the brokered CD market, giving investors greater access, transparency and confidence through a more secure digital process.”

Tradeweb’s retail platform facilitates over $5.35 billion in average daily trading volume[1] and averaged more than 260,000 unique CUSIPs on the platform during the month of November 2025. Connected to the world’s largest wealth management firms, the platform delivers enhanced price transparency and deep retail liquidity across the wealth management community.

About Tradeweb Markets 

Tradeweb Markets Inc. (Nasdaq: TW) is a leading, global operator of electronic marketplaces for rates, credit, equities and money markets. Founded in 1996, Tradeweb provides access to markets, data and analytics, electronic trading, straight-through-processing and reporting for more than 50 products to clients in the institutional, wholesale, retail and corporates markets. Advanced technologies developed by Tradeweb enhance price discovery, order execution and trade workflows while allowing for greater scale and helping to reduce risks in client trading operations. Tradeweb serves more than 3,000 clients in more than 85 countries. On average, Tradeweb facilitated more than $2.4 trillion in notional value traded per day over the past four fiscal quarters. For more information, please go to www.tradeweb.com.

About Alphaledger

Alphaledger is a leading provider of blockchain infrastructure for regulated assets, focused on origination, trading, settlement, and the development of autonomous clearing. The company’s securities tokenization platform “Vulcan Forge” streamlines the entire lifecycle of financial assets by utilizing blockchain technology to deliver efficiency and real-time synchronization across market participants. Founded in 2019, Alphaledger pioneered the on-chain recording of regulated financial instruments and continues to advance the modernization of capital markets. For more information, please go to www.alphaledger.com

About InspereX

InspereX is built on access, aggregation, and analysis. The firm redefines precision investing across structured products, ETFs, private markets, and new-issue and secondary fixed income, connecting advisors and institutions to differentiated investment opportunities and combining deep market expertise with a modern approach to distribution. InspereX represents more than 400 issuing entities, distributes to more than 1,500 partners, and has distributed more than $800 billion in new issue securities. The firm has seven trading desks and more than 180 employees with offices in Delray Beach, Florida; Charlotte, North Carolina; Chicago, IL; and New York, NY.

About Gateway First Bank

Gateway, headquartered in Jenks, Oklahoma, is a leading financial institution committed to the community and focused on personalized financial solutions. Founded in 2000, Gateway is one of the largest financial institutions in the state, with assets totaling over $2 billion. In addition to its eight banking centers in Oklahoma, Gateway has a strong national mortgage presence, with 70 mortgage locations around the country and a staff of approximately 600 employees. www.gatewayfirst.com.

Media contacts:

Daniel Noonan, Tradeweb
+1 646 767 4677
Daniel.Noonan@Tradeweb.com

Savannah Steele, Tradeweb
+1 646 767 4941
Savannah.Steele@Tradeweb.com

John Principio, River Communications, InspereX
+1 914 686 5599
JPrincipio@riverinc.com

Jennifer Jones, Gateway First Bank
+1 918 201 9891
jennifer.jones@gatewayfirst.com

Alphaledger Media
media@alphaledger.com

Investor contacts:

Ashley Serrao, Tradeweb
+1 646 430 6027
Ashley.Serrao@Tradeweb.com

Sameer Murukutla, Tradeweb
+1 646 767 4864
Sameer.Murukutla@Tradeweb.com

Forward-Looking Statements 

This release contains forward-looking statements within the meaning of the federal securities laws. Statements related to, among other things, our outlook and future performance, the industry and markets in which we operate, our expectations, beliefs, plans, strategies, objectives, prospects and assumptions and future events are forward-looking statements.

We have based these forward-looking statements on our current expectations, assumptions, estimates and projections. While we believe these expectations, assumptions, estimates and projections are reasonable, such forward-looking statements are only predictions and involve known and unknown risks and uncertainties, many of which are beyond our control. These and other important factors, including those discussed under the heading “Risk Factors” in the documents of Tradeweb Markets Inc. on file with or furnished to the SEC, may cause our actual results, performance or achievements to differ materially from those expressed or implied by these forward-looking statements. Given these risks and uncertainties, you are cautioned not to place undue reliance on such forward-looking statements. The forward-looking statements contained in this release are not guarantees of future events or performance and future events, our actual results of operations, financial condition or liquidity, and the development of the industry and markets in which we operate, may differ materially from the forward-looking statements contained in this release. In addition, even if future events, our results of operations, financial condition or liquidity, and events in the industry and markets in which we operate, are consistent with the forward-looking statements contained in this release, they may not be predictive of events, results or developments in future periods.

Any forward-looking statement that we make in this release speaks only as of the date of such statement. Except as required by law, we do not undertake any obligation to update or revise, or to publicly announce any update or revision to, any of the forward-looking statements, whether as a result of new information, future events or otherwise, after the date of this release.

Investment vehicle provides diversified exposure to real-world assets and expected to reduce portfolio volatility.

Strategic allocation aligns with Silo’s objective of generating yield while maintaining a hedge against downside risk.

New York, NY, Oct. 29, 2025 (GLOBE NEWSWIRE) — Silo Pharma, Inc. (Nasdaq: SILO) (“Silo” or “the Company”), a diversified developmental-stage biopharmaceutical and cryptocurrency treasury company, today announced that it has selected Alphaledger/Simplify Target 12% Distribution Fund LLC (the “Alphaledger T12 Fund”) as a core component of its real-world asset (RWA) investment strategy on the Solana blockchain. This strategic allocation aligns with Silo’s approach to treasury diversification and digital asset integration.

The Alphaledger T12 Fund is a digital-native investment vehicle that provides access to tokenized real-world assets on public blockchains. Designed to deliver high monthly income, the fund leverages a diversified portfolio of alternative, income-generating strategies. Operating on Solana, it offers high-speed, low-cost, and verifiable investment pathways into tokenized financial instruments. Its blend of high-yield, low-duration fixed income, hedged credit, and option strategies provides a differentiated approach to income generation while managing risk.

“We view this investment not only as a treasury diversification tool, but as an important step toward embracing decentralized financial infrastructure,” said Eric Weisblum, CEO of Silo Pharma. “Our digital asset strategy is designed to capture long-term value from emerging multi-chain opportunities. In our opinion, the Alphaledger T12 Fund offers a unique on-chain bridge between traditional finance and digital assets, allowing us to maintain exposure to yield-generating tokenized RWAs while looking to reduce overall portfolio volatility.”

“We believe that Silo’s adoption of the Alphaledger T12 Fund underscores how institutional participants are beginning to integrate tokenized real-world assets into regulated investment frameworks,” said Manish Dutta, Co-Founder and CEO of Alphaledger. “Our mission is to transform investing through blockchain-powered asset tokenization, putting financial ownership and power directly in the hands of investors. We’re honored that Silo has chosen the Alphaledger T12 Fund as part of its digital asset strategy.”

Silo’s allocation reflects a broader institutional trend toward incorporating tokenized RWAs into corporate balance sheets. By utilizing the Alphaledger T12 Fund structure and Solana’s high-performance blockchain, Silo gains access to transparent, compliant, and efficient financial products that integrate seamlessly with its broader crypto and fintech initiatives.

About Alphaledger

Alphaledger is a leading provider of blockchain infrastructure for regulated assets, focused on origination, trading, settlement, and the development of autonomous clearing. The company’s securities tokenization platform “Vulcan Forge” streamlines the entire lifecycle of financial assets by utilizing blockchain technology to deliver efficiency and real-time synchronization across market participants. Founded in 2019 by Manish Dutta, a former PIMCO executive, and Chris Wade, Alphaledger pioneered the on-chain recording of regulated financial instruments and continues to advance the modernization of capital markets.

Alphaledger/Simplify Target 12% Distribution Fund LLC (the “Alphaledger T12 Fund”) is managed by Alphaledger Investment Management LLC (“ALIM”), a subsidiary of parent technology company, Alpha Ledger Technologies, Inc. (“Alphaledger”).

Affiliates of Alpha Ledger Technologies include an SEC registered transfer agent, Alpha Ledger TA, LLC (“ALTA”), Alphaledger Markets, Inc., (“ALM”), a broker dealer, registered with SEC, FINRA, the MSRB and SIPC, and an investment manager, Alphaledger Investment Management, LLC (“ALIM”). Check the background of ALM and ALIM on FINRA’s BrokerCheck.

About Silo Pharma

Silo Pharma, Inc. (Nasdaq: SILO) is a diversified developmental-stage biopharmaceutical and cryptocurrency treasury company. Its therapeutic focus is on addressing underserved conditions, including stress-induced psychiatric disorders, chronic pain, and central nervous system (CNS) diseases. The Company’s portfolio includes innovative programs such as SPC-15 for PTSD, SP-26 for fibromyalgia and chronic pain, and preclinical assets targeting Alzheimer’s disease and multiple sclerosis. Silo’s research is conducted in collaboration with leading universities and laboratories. silopharma.com

Forward-Looking Statements

This news release contains “forward-looking statements” within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. These statements are identified using words “could”, “believe”, “anticipate”, “intend”, “estimate”, “expect”, “may”, “continue”, “predict”, “potential”, and similar expressions that are intended to identify forward-looking statements. Such statements involve known and unknown risks, uncertainties, and other factors that could cause the actual results of Silo Pharma, Inc. (“Silo” or “the Company”) to differ materially from the results expressed or implied by such statements, including changes to anticipated sources of revenues, future economic and competitive conditions, difficulties in developing the Company’s technology platforms, retaining and expanding the Company’s customer base, fluctuations in consumer spending on the Company’s products, performance of cryptocurrency and other digital treasury assets and other factors. Accordingly, although the Company believes that the expectations reflected in such forward-looking statements are reasonable, there can be no assurance that such expectations will prove to be correct. The Company disclaims any obligations to publicly update or release any revisions to the forward-looking information contained in this press release, whether as a result of new information, future events, or otherwise, after the date of this press release or to reflect the occurrence of unanticipated events except as required by law.

NEW YORK, Sept. 24, 2025 (GLOBE NEWSWIRE) — The Littlestone Company, Alpha Ledger Technologies, Inc., (“Alphaledger”) and Celadon Capital Markets LLC, a division of Celadon Financial Group today announced a strategic partnership to bring financial innovation and tokenization to a $1 billion pipeline of essential housing projects on the Solana blockchain. Together, the three firms will combine deep expertise in real estate development, structured finance, and security tokenization to address the urgent need for workforce, senior, and affordable housing across the United States.

The initiative targets the persistent financing gap for mid-market rental housing by:

• Introducing innovative financing structures beyond traditional lending models
• Unlocking new sources of capital through tokenization
• Building a scalable platform to channel capital directly into essential housing projects

Littlestone’s track record includes 47 years of mission-driven development and more than $1 billion in financed projects, delivering over 60 essential housing communities. “This partnership allows us to accelerate delivery of sustainable, high-quality communities for workforce families and active adults 55+, ensuring long-term occupancy and income stability despite constrained supply,” said Peter Wasserman, CEO of The Littlestone Company.

Celedon’s principals bring seasoned expertise in structured finance and yield strategies. “Our mission is to fill capital stack gaps and deliver strong returns while addressing the ‘Missing Middle’—teachers, nurses, and seniors underserved by today’s market. Working with Littlestone and Alphaledger enables us to unlock value in essential housing through underwriting expertise and blockchain tokenization,” said Armand Pastine, Senior Managing Director at Celadon.

Leveraging Alphaledger’s Vulcan Forge platform, the partnership will enable on-chain ownership, digital distribution, and integration with DeFi protocols to modernize capital stacks and scale essential housing delivery. This follows Alphaledger’s partnership with tZERO and the launch of the T12 Fund, a private fund enabling on-chain ownership on Solana.

“This partnership bridges traditional finance with blockchain innovation,” said Manish Dutta, Co-founder and CEO of Alphaledger Technologies. “By tokenizing a $1 billion housing pipeline, we are unlocking secure, compliant access to mission-driven investments that accelerate critical housing delivery.”

Initial projects include tokenized fund and other private products and shared mission to transform public markets through tokenization.

NEW YORK, NY / ACCESS Newswire / September 17, 2025 / tZERO Group, Inc., a pioneer in blockchain-powered capital markets, today announced a strategic relationship with Alpha Ledger Technologies, Inc. (Alphaledger) that unites two leaders at the forefront of financial innovation.

By bringing together Alphaledger’s expertise in digital product development with tZERO’s leading end-to-end, regulated primary and secondary infrastructure and tokenization leadership, the collaboration aims to fast-track the tokenization, distribution, and secondary trading of assets on blockchain. The two organizations also intend to lead discussions regarding broader and faster public market adoption of blockchain technology.

Under the framework, tZERO and Alphaledger will:

• Bring tokenized equities to market by developing and distributing securities created by Alphaledger and made available for trading on a regulated platform operated by tZERO’s broker-dealer subsidiaries, and tokenized using leading Layer 1 and Layer 2 protocols.
• Launch the next generation of funds by working to tokenize Alphaledger’s forthcoming Government Money Market Fund, and to enable seamless distribution and trading through the regulated platform operated by tZERO’s broker-dealer subsidiaries.
• Expand investor access to yield products by working to quote tokenized shares of the Alphaledger/Simplify Target 12% Distribution Fund to the regulated platform operated by tZERO’s broker-dealer subsidiaries.
• Champion the future of tokenization through joint advocacy for public market adoption of blockchain technology and developing products and solutions for tokenization of public equities, while exploring integration and partnership opportunities with a range of blockchain ecosystems.

On-chain securities are critical to the next generation of internet capital markets – regulated, transparent, and always on. They enable continuous access, fractional ownership, and programmable settlement – capabilities that traditional infrastructure cannot efficiently support. With blockchain scalability, regulatory clarity, and institutional participation converging, Alphaledger – together with tZERO – is positioning itself at the forefront of this transformation.

“No one can do it alone in the tokenization space. Success demands best of breed partners. And that is the goal that we set for ourselves. This initiative is about combining Alphaledger’s proven product innovation with tZERO’s market-leading expertise in compliance and digital marketplaces to deliver the next wave of tokenized investment opportunities,” said Alan Konevsky, Chief Executive Officer of tZERO. “Together, we are building the bridge between traditional finance and blockchain-powered markets. tZERO’s genesis is grounded in using blockchain and smart contracts to evolve the public capital markets. That mission has been reignited. We look forward to partnering with Manish and his team on these product, infrastructure and advocacy initiatives.”

“The market is hungry for transparency, efficiency, and access to innovative products. By teaming up with Alphaledger, we’re fast-tracking the arrival of tokenized funds and equities across blockchain ecosystems, while ensuring they trade on a regulated, trusted marketplace. This is a pivotal step in making digital securities a mainstream reality,” said Al Swimmer, Chief Strategic Relationships Officer at tZERO.

Founded by former PIMCO executive, Manish Dutta, Alphaledger has a track record of pioneering blockchain-based regulated financial products, including tokenized municipal bonds and the recently launched private alternative income fund T12 with Simplify Asset Management. Its securities tokenization platform, Vulcan Forge, integrates SEC-registered transfer-agent recordkeeping, an SEC/FINRA/MSRB-registered broker-dealer, and an exempt investment advisor – providing issuers and investors with a unified path from origination to secondary trading. Together, Alphaledger’s deep product expertise and industry reach complement tZERO’s regulated infrastructure, compliance, and secondary market capabilities.

“The market needs industrial-grade rails for the next generation of on-chain investors,” said Manish Dutta, Co-Founder & CEO of Alphaledger. “tZERO demonstrated the promise of tokenization in equity markets, and we are now at the precipice of a new era – 24/7 tokenized securities markets that expand access, increase transparency, and lower costs. At Alphaledger, we are standardizing how regulated securities live on Solana, while tZERO provides the regulated infrastructure and investor access. Together, we’re making tokenization real: day-one production for issuers and day-one liquidity for investors.”

“Institutions don’t need hype; they need throughput, controls, and exits,” added Chris Wade, Co-Founder & CTO at Alphaledger. “With tZERO, we’re delivering all three: high-performance issuance on Solana, transfer-agent discipline, and a regulated venue for secondary liquidity.”

–END–

About tZERO

tZERO Group, Inc. (tZERO) and its broker-dealer subsidiaries provide an innovative liquidity platform for private companies and assets. We offer institutional-grade solutions for issuers looking to digitize their capital table through blockchain technology, and make such equity available for trading on an alternative trading system. tZERO, through its broker-dealer subsidiaries, democratizes access to private assets by providing a simple, automated, and efficient trading venue to broker-dealers, institutions, and investors. All technology services are offered through tZERO Technologies, LLC. For more information, please visit our website.

About tZERO Digital Asset Securities

tZERO Digital Asset Securities, LLC is a broker-dealer registered with the SEC and a member of FINRA and SIPC. It is the broker-dealer custodian of all digital asset securities offered on tZERO’s online brokerage platform. It operates in accordance with the SEC’s statement, dated December 23, 2020, regarding the Custody of Digital Asset Securities by Special Purpose Broker-Dealers. Digital asset securities may not be “securities” as defined under the Securities Investor Protection Act (SIPA)-and in particular, digital asset securities that are “investment contracts” under the Howey test but are not registered with the Securities and Exchange Commission are excluded from SIPA’s definition of “securities”-and thus the protections afforded to securities customers under SIPA may not apply. More information about tZERO Digital Asset Securities may be found on FINRA’s BrokerCheck.

About tZERO Securities

tZERO Securities, LLC is a broker-dealer registered with the SEC and a member of FINRA and SIPC. It is the operator of the tZERO Securities ATS. More information about tZERO Securities may be found on FINRA’s BrokerCheck.

Investor Notice

Digital asset securities, as well as any particular investment, may not be suitable or appropriate for everyone. Investors should note that investing or trading in securities could involve substantial risks, including no guarantee of returns, costs associated with selling and purchasing, and no assurance of liquidity which could impact their price and investor’s ability to sell, and possible loss of principal invested. There is always the potential of losing money when you invest in securities. There are also unique risks specific to digital asset securities, including, without limitation, fraud, manipulation, theft, and loss.

No Offer, Solicitation, Investment Advice or Recommendations

This release is for informational purposes only and does not constitute an offer to sell, a solicitation to buy, or a recommendation for any security, nor does it constitute an offer to provide investment advisory or other services by tZERO or any of its affiliates, subsidiaries, officers, directors or employees. No reference to any specific security constitutes a recommendation to buy, sell, or hold that security or any other security. Nothing in this release shall be considered a solicitation or offer to buy or sell any security, future, option or other financial instrument or to offer or provide any investment advice or service to any person in any jurisdiction. Nothing contained in this release constitutes investment advice or offers any opinion with respect to the suitability of any security, and the views expressed in this release should not be taken as advice to buy, sell or hold any security. In preparing the information contained in this release, we have not taken into account the investment needs, objectives, and financial circumstances of any particular investor. This information has no regard to the specific investment objectives, financial situation, and particular needs of any specific recipient of this information and investments discussed may not be suitable for all investors. Any views expressed in this release by us were prepared based upon the information available to us at the time such views were written. Changed or additional information could cause such views to change. All information is subject to possible corrections. Information may quickly become unreliable for various reasons, including changes in market conditions or economic circumstances.

Forward-Looking Statements

This release contains forward-looking statements. In addition, from time to time, tZERO, its subsidiaries, or its representatives may make forward-looking statements orally or in writing. These forward-looking statements are based on expectations and projections about future events, which is derived from currently available information. Such forward-looking statements relate to future events or future performance, including financial performance and projections; growth in revenue and earnings; and business prospects and opportunities. You can identify forward-looking statements by those that are not historical in nature, particularly those that use terminology such as “may,” “should,” “expects,” “anticipates,” “contemplates,” “estimates,” “believes,” “plans,” “projected,” “predicts,” “potential,” or “hopes” or the negative of these or similar terms. In evaluating these forward-looking statements, you should consider various factors, including, without limitation: the ability of tZERO and its subsidiaries to change the direction; tZERO’s ability to keep pace with new technology and changing market needs; performance of individual transactions; regulatory developments and matters; and competition. These and other factors may cause actual results to differ materially from any forward-looking statement. Forward-looking statements are only predictions. The forward-looking events discussed in this release and other statements made from time to time by tZERO, its subsidiaries or their respective representatives, may not occur, and actual events and results may differ materially and are subject to risks, uncertainties and assumptions. tZERO, its subsidiaries, and its representatives are not obligated to publicly update or revise any forward-looking statement, whether as a result of uncertainties and assumptions, the forward-looking events discussed in this release and other statements made from time to time by tZERO, its subsidiaries or its representatives might not occur.

About Alpha Ledger Technologies, Inc.

Alpha Ledger Technologies, Inc. is a technology company specializing in blockchain financial products, focused on providing technology to its subsidiaries and prospective clients. Alphaledger is the marketing name of Alpha Ledger Technologies Inc., and its subsidiaries, who provide blockchain technology, smart blockchain-related products, and blockchain support services.

Affiliates of Alphaledger Technologies include an SEC registered transfer agent, Alpha Ledger TA, LLC (“ALTA”), Alphaledger Markets, Inc., (“ALM”), a broker dealer, registered with SEC, FINRA, the MSRB and SIPC, and an investment manager, Alphaledger Investment Management, LLC (“ALIM”). Check the background of ALM and ALIM on FINRA’s BrokerCheck.

The information provided herein is not directed at any investor or category of investors and is provided solely as general information about our products and services and to otherwise provide general education. It is not intended as an offer or solicitation for the purchase or sale of any financial instrument or as an official confirmation of any transaction. Furthermore, no information contained herein should be regarded as a suggestion to engage in or refrain from any investment-related course of action as none of Alphaledger nor any of its affiliates is undertaking to provide investment advice, act as an adviser, or give advice in a fiduciary capacity with respect to the materials presented herein. If you are an investor, contact your financial advisor or other fiduciary unrelated to Alphaledger about whether any given investment idea, strategy, product, or service described herein may be appropriate for your circumstances.