Legal and Regulatory Center
Securities products and services, including execution services, are offered in the United States by Iris Trading, Inc. (“Iris Trading”), a wholly owned subsidiary of Alpha Ledger Technologies, Inc. (“Alphaledger”) Municipal Bonds and Corporate Bonds are offered to self-directed customers by Iris Trading. Iris Trading is a member of the Financial Industry Regulatory Authority (FINRA), Municipal Securities Rulemaking Board (MSRB) and the Securities Investor Protection Corporation (SIPC).
Iris Trading is currently registered in the following jurisdictions: California, Oregon, and Washington.
Both Alphaledger and Iris Trading are not registered, and do not intend to register, as a municipal advisor and therefore do not provide advice with respect to the investment of the proceeds of municipal securities or municipal escrow investments. In addition, unless otherwise agreed by AL, this communication and any related content are being provided on the express basis that they will not cause Alphaledger, or its affiliates, to become an investment advice fiduciary under ERISA or the Internal Revenue Code.
To the fullest extent permitted by applicable law, all warranties and representations are disclaimed. All information presented herein is considered to be accurate at the time of writing, provided "as is" with no express or implied representations or warranties—including without limitation in relation to fitness for purpose, accuracy, or completeness of contents—and is only intended to provide an overview of the subject matter and not an exhaustive treatment thereof. Any information presented is not intended to represent an offer or solicitation of any financial instrument.
Alphaledger’s name and all related names, logos, product and service names, and designs and slogans (whether belonging to Alphaledger or any of its affiliates) are trademarks of Alphaledger. You may not use such marks without the prior written permission of Alphaledger. All other names, logos, product and service names, designs, and slogans on this Site are the trademarks of their respective owners.
Business Continuity Plan (BCP)
In compliance with FINRA Rule 4370, Alphaledger has business continuity plans and procedures in place to manage an unexpected disruption of our information systems and facilities. For more information, please contact us at firstname.lastname@example.org.